The Dodd-Frank Act directed the SEC to study whether broker-dealers should be held to a fiduciary duty standard rather than the lower “suitability” standard. Advocates for the fiduciary standard claim
Continue Reading Will There Be A Fiduciary Duty?
Uniform Fiduciary Duty
To Be Or Not To Be . . . A Fudiciary Is The Question
By Joshua Horn on
ComplianceEX recently published an article by Julie DiMauro regarding the debate, albeit not as pronounced as of late, over whether broker-dealers should be subject to a fiduciary duty standard of care…
Continue Reading To Be Or Not To Be . . . A Fudiciary Is The Question
Fox’s New FDA, Pharma and Health Care Fraud Blog
By Fox Rothschild on
We wanted to let everyone know about Fox’s new FDA, Pharma and Health Care Fraud Blog!!! http://pharmahealthcarefraud.foxrothschild.com/. Our partners, David Restaino and Shahnam Sharareh, are the editors. Great job, David …
Continue Reading Fox’s New FDA, Pharma and Health Care Fraud Blog
60 Days Ago Today, Everything Changed… sorta… well, it will change, soon. Eventually…
By Fox Rothschild LLP on
It’s been two months since President Obama signed the JOBS Act into law (ironically, the jobs data since then have been less than great). My, how time flies when…