Great program, 13th Annual FINRA Listens… And Speaks, to be held at the New York County Lawyer’s Association on Monday February 6, 2012 at 5:00 PM at NYCLA. 14
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Forex Dealer Members (FDMs)
The NFA Clarifies Restrictions On Slippage
By Amit Shah on
The CFTC recently adopted the NFA’s interpretative notice to NFA Compliance Rule 2-36 regarding price slippage and price re-quoting. Rule 2-36(b)(1) prohibits a Forex Dealer Member (“FDM”) from engaging in…