In a letter to certain senators, SEC Chairman Mary Schapiro has requested new statutory power to enhance the SEC’s Enforcement program’s effectiveness. In particular, the SEC is seeking statutory upgrades

Continue Reading You Knew It Was Coming SEC Looks to Enhance Its Enforcement Program

The SEC adopted a rule requiring hedge fund and private equity fund advisors to report systemic risk data.  The new Form PF was jointly developed by the SEC and the

Continue Reading SEC Adopts Form PF so that Private Funds May Report Systemic Risk