Now that I have your attention, there is a pretty tried and true method to avoiding customer complaints, especially in this volatile market. All too often, clients hide in their shelters when the market gets rough. The biggest mistake you can make is hiding in your own and calculator

The best way to avoid a customer

The Maryland Court of Special Appeals affirmed a FINRA arbitration panel’s punitive damages award against a financial adviser, who allegedly withheld from her clients information about a risky business venture.  See Gordon v. Lewis,

The court stated that defendant was a financial and investment adviser to plaintiffs, who were unsophisticated investors.  The plaintiffs