Ernie Badway is scheduled to co-host a webinar discussion on new developments in AML and training requirements on Wednesday, September 13, 2017 at 1:00 p.m.  See  Details are below:

New Developments in AML and Training Requirements

New Developments in AML and Training Requirements
Date: Wednesday, September 13, 2017
Time: 1:00pm ET / 12:00pm CT / 11:00am MT / 10:00am PT / 9:00am AT

Webinar Description:
With numerous high profile incidents reported on a regular basis, it is little wonder that FINRA, FinCEN and the SEC continue to focus on AML, cybersecurity and the relationship between the two. For the last three years, FINRA has listed AML and cybersecurity in its annual priorities letter and FinCEN released an advisory on cyber-enabled crime late last year. With their relationship to terrorism and national security, these topics remain near the top of the list.
Join Matt Wadley, General Manager USA for GRC Solutions and Ernie Badway, Partner with Fox Rothschild as they discuss recent developments in AML, cybersecurity and specifically how your company can optimize training in this area.
The webinar will highlight recent developments related to AML and what they mean with respect to compliance obligations and training. The attendees will learn about:

  • Proposed rules requiring registered investment advisers to establish AML programs;
  • The need to tailor AML training to your specific needs, based on your company’s size and activities; and
  • The increasing focus on cybersecurity and how it relates to AML.