Please join Fox Rothschild LLP’s Security Industry Group members, Patrick Egan and Chuck DeMonaco, for a timely discussion on insider trading and the effect of the pandemic on those investigations. Kindly join us
It’s All in the Timing: Insider Trading Investigations and National Emergencies
Thursday, April 16, 2020 | 2 pm ET
The declaration of a national emergency can trigger insider trading inquiries focused on the owners of a stock portfolio, 401(k) plan or brokerage account if they sold before or after the emergency was declared.
Join Patrick Egan and Chuck DeMonaco for practical guidance on how to respond when confronted with questions from investigators and an outline of the process such investigations follow.
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