In law, America tends to follow in the footsteps of its older sister, Britain. Sure, sure, we went our own way with that little Constitution thing back in the
Continue Reading If England Attacks Executives’ Cheques, are US Execs’ Checks Next?
Social Media
FINRA And Social Media, Is Its Latest Proposal Anything To Blog About
By Joshua Horn on
For anyone reading this post, you appreciate the value of social media. It looks as though FINRA is finally prepared to do so as well.
FINRA recently proposed changes to…
Continue Reading FINRA And Social Media, Is Its Latest Proposal Anything To Blog About
FINRA Provides More Guidance On The Use Of Social Media
By Joshua Horn on
By way of overview of the currently regulatory environment, FINRA highlighted that member firms have an obligation to maintain records of business communications regardless if those communications appear on social…
Continue Reading FINRA Provides More Guidance On The Use Of Social Media