Gail Collins weighed in on the JOBS Act today in a column glibly titled “The Senate Overachieves”. Normally, I love her work – everything she does is glib
Securities Legislation
Is The SEC Really Cheaper Than an Investment Adviser SRO?
By Fox Rothschild on
A recent study funded by various industry groups concluded that the SEC’s examination program, properly funded, would be cheaper than creating a new SRO for investment advisers. This study indicated…
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Delaware Trust Guide– A Must Have for Those Working in Delaware
By Fox Rothschild on
Our partner, Miguel Pena, has put together a comprehensive guide on Delaware Trusts in an easily understood format. The guide is attached for your use. Contact Miguel with any questions.Continue Reading Delaware Trust Guide– A Must Have for Those Working in Delaware
You Knew It Was Coming SEC Looks to Enhance Its Enforcement Program
By Fox Rothschild on
In a letter to certain senators, SEC Chairman Mary Schapiro has requested new statutory power to enhance the SEC’s Enforcement program’s effectiveness. In particular, the SEC is seeking statutory upgrades…
Continue Reading You Knew It Was Coming SEC Looks to Enhance Its Enforcement Program