In a not so surprising development, the SEC announced that even SEC registered broker dealers may not act as a crowd funding intermediaries under the JOBS Act because the SEC has
JOBS Act
Jobs Act Emerging Growth Status Disclosure
By Fox Rothschild on
The SEC’s Chief Accountant announced that a number of companies may be unaware they fall under the disclosure requirement for Emerging Growth Company status under the JOBS Act.
As a result…
JOBS Act-ion: SEC Publishes Proposal for New Rule 506
By Fox Rothschild LLP on
Yesterday, the SEC proposed rules to implement Section 201(a) of the JOBS Act, which mandates the elimination of the prohibition against general solicitation in Rule 506 and Rule 144A offerings. …
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The JOBS Act Causing Clashes Between the Industry and Investor Groups
By Fox Rothschild on
In recent days, industry and investor advocates have been fighting over the general solicitation and advertising exemptions in private placements that went into effect with the JOBS Act.
Further, these…
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SEC Pushes Reg D/Rule 144A Changes Back a Week
By Fox Rothschild LLP on
In an unshocking move, the SEC decided to delay its Open Meeting on the changes to Rule 506 of Regulation D and Rule 144A required under the JOBS Act (which…
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The Biggest Team in the Universe is an Emerging Growth Company
By Fox Rothschild LLP on
It’s a rare day when I can say, with unadulterated smugness, “I was right.” So today is doubly rare, as I can say it twice.
Manchester United – the world’s…
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New Fox Rothschild Human Resources Blog
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We wanted to introduce you to the new Fox Rothschild Human Resources blog started by our partner, Francis Cook. njhumanresources.foxrothschild.com. We hope you enjoy it!! Continue Reading New Fox Rothschild Human Resources Blog
Unshocking Non-Development! SEC Will Miss Deadline on Rules 506 & 144A Changes
By Fox Rothschild LLP on
In a move that surprised absolutely no one, SEC chairwoman Mary Schapiro stated in testimony before a House Subcommittee that the SEC would not make the July 4th deadline set by Congress…
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60 Days Ago Today, Everything Changed… sorta… well, it will change, soon. Eventually…
By Fox Rothschild LLP on
It’s been two months since President Obama signed the JOBS Act into law (ironically, the jobs data since then have been less than great). My, how time flies when…
Interview on LXBN TV
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