Investors in certain condominium units asked the United States Supreme Court to review a federal appeals court’s conclusion that the sale of the units, when coupled with a separate rental-management
Continue Reading CONDO UNITS AND SECURITIES – NOT A MATCH MADE IN HEAVEN
Exemptions
SEC Has Offered Help for Sandy’s Victims
By Fox Rothschild on
The SEC granted filing extensions and other regulatory relief for the entities effected by Hurricane Sandy.
Previously, the SEC extended several deadlines, and allowed certain exemptive forms to be used. However…
SEC COMMISSIONER GALLAGHER DISCUSSES CRITICAL ISSUES
By Fox Rothschild on
Recently, the SEC’s newest commissioner, Commissioner Daniel Gallagher, discussed certain of his beliefs, including, among other things, that the SEC should use its exemptive authority derived from the Investment Advisers Act of 1940, to provide…
Continue Reading SEC COMMISSIONER GALLAGHER DISCUSSES CRITICAL ISSUES