Conflicts of Interest

If there is any question that the SEC is focused on elder investor issues, look no further than its recent program announcement. The SEC initiated a program designed to examine
Continue Reading So who really thinks the SEC is not focused on elder investors

The Department of Labor delivered on a longstanding but controversial promise when it recently proposed a fiduciary duty rule for all brokers who work with retirement accounts. The primary purpose
Continue Reading The DOL Proposes A Fiduciary Duty Rule; Is This The Beginning Of The End