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Home » Blog » FINRA Notice to Members; Enhanced Confirmation Disclosures

FINRA Notice to Members; Enhanced Confirmation Disclosures

By Joshua Horn on July 13, 2017

FINRA has recently issued a notice to members regarding to the enhancement of confirmation disclosures.  Here is a link to that notice.

 

 

Posted in Broker-Dealer Regulation, Corporate Governance, Financial Industry Trends, FINRA Compliance
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