On Tuesday, February 6, 2024, the United States Securities and Exchange Commission promulgated final rules relating to changing the definition of dealer pursuant to the Securities Exchange Act of 1934.
Continue Reading The Dealerization of America by the SECWe wanted everyone to know that access is now available to our updated Blue Sky survey. Ernest E. Badway – Interactive Survey of State ‘Blue Sky’ Filing Requirements Facilitates Compliance
Continue Reading Updated 2023 Interactive Survey of State ‘Blue Sky’ Filing Requirements Facilitates Compliance
Hope you enjoy my article on the SEC’s dysfunctional relationship with defense lawyers. Ernest E. Badway – Why Does the SEC Whine so Much? The Sec’s Attack on Lawyers and
Continue Reading Why Does the SEC Whine so Much? The Sec’s Attack on Lawyers and a Way out of This Mess
We wanted to alert you to our updated 2023 National Survey on Restrictive Covenants. Ernest E. Badway – National Survey on Restrictive Covenants – Updated 2023 (foxrothschild.com)
Continue Reading Updated 2023–National Survey on Restrictive Covenants
Please take a look at our new alert on the recently enacted M&A BD Exemption. Ernest E. Badway – The ‘New’ M&A Broker-Dealer Exemption (foxrothschild.com).
Continue Reading The ‘New’ M&A Broker-Dealer Exemption Alert
Here is our updated “Who Does What…. ” publication. Ernest E. Badway – Who Does What: Broker Dealers | Registered Investment Advisers | Commodities/Futures Entities – Updated 2023 (foxrothschild.com)
Continue Reading Updated 2023– Who Does What: Broker Dealers | Registered Investment Advisers | Commodities/Futures Entities
In our first part, we discussed the technological foundations of NFTs. Next, we turn to the legal issues, most certainly to be raised in any NFT litigation.
NFT’s Intellectual Property
This will be a two-part posting. In this first part, we will focus on the NFT technology, and in the second part the legal underpinnings. NFT technology presents an extraordinary
Continue Reading THE ROLE OF NFTS IN THE METAVERSE:LITIGATING NFT DISPUTES – PART I
With the massive explosion in interest in the use of non-fungible tokens (“NFTs”), purveyors are always looking for new avenues and areas to utilize NFTs. NFTs are being integrated into
Continue Reading Know Your NFT Before You Sell It or Expect to Send the Money Back
The United States Securities and Exchange Commission issued a rule proposal that would enact new climate-related disclosure requirements on public companies, requiring disclosure of greenhouse gas emissions and the business
Continue Reading The SEC, Climate Change, and Disclosure: A Brave New World