The U.S. Securities and Exchange Commission (“SEC” and “Commission”) proposed new rules to increase hedge fund and private equity fund disclosures to increase oversight of the industry and to monitor
Continue Reading SEC Proposes More Stringent Rules for Hedge and Private Equity Funds

Please see the attached link for our SEC investigation and litigation discussion webinar and please join us for our next webinar on securities litigation:

https://securitiescompliancesentinel.foxrothschild.com/securities-litigation/securities-sit-down-sec-investigations-and-litigation/
Continue Reading Fox Rothschild’s Securities Webinar Series Kicks Off with SEC Discussion

Fox Rothschild’s Securities Industry Group is pleased to announce its publication of an interactive Survey of State Blue Sky Filing Requirements.   SI Group members, A. Binford Minter and Jennifer M.
Continue Reading Fox Rothschild’s Securities Industry Group’s New Interactive Survey of State Blue Sky Filing Requirements Facilitates Rule 506, Regulation A+ Securities Compliance