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NFA Holds Webinar For CPOs Exempt Under Regulation 4.13(a)(4)

Posted in CFTC Enforcement

In February, the CFTC issued a final rule amending Part 4 of the CFTC regulations to rescind the exemption from CPO registration for certain qualifying pools under Regulation 4.13(a)(4).  To read my blog about the new rule, click here.  On Wednesday, the NFA held a 90 minute webinar for CPOs that were previously exempt from registration under 4.13(a)(4).  To see the webinar and view the presentation slides, click here